Blog
Balancing Innovation with Regulatory Compliance: Strategies for Technology Adoption in Private Funds
The private equity landscape is transforming its approach to technology, as highlighted at this week’s PEI Private Fund Compliance Operations Forum....
It’s time for CCOs to Lighten the Mental Load
Talking about mental load isn’t just for the latest TikTok trend or Instagram post. Chief Compliance Officers (CCOs) need to get in on the...
SEC Exam Priorities for 2025: Preparing for What’s Ahead
This week, the Securities and Exchange Commission (SEC) released its examination priorities for 2025, continuing a practice that has benefited the...
The Missing Tool in Compliance: Why Compliance Teams Deserve Better
Let’s talk about compliance teams—always doing more with less while protecting the firm from regulatory scrutiny and risk. Compliance teams have...
Two Key Takeaways from the SEC’s Marketing Sweep: How Skematic Can Help You Stay Ahead
09.13.2023 The SEC’s recent marketing sweep exam has made one thing crystal clear: compliance with the Marketing Rule (Rule 206(4)-1) is not a "set...
You Need a Single Source of Truth
Staying on top of compliance matters is like spinning plates in the air. For investment advisers and asset managers, keeping compliance in check,...
7 Winning Moves to Optimize Your Side Letter Management
Side letter agreements are important in private fund investing, offering tailored terms for specific investors. While they provide flexibility in...