Compliance Tech
3 min.
Compliance Tech
3 min.
Two Key Takeaways from the SEC Marketing Sweep: How Skematic Can Help You Stay Ahead
The SEC’s recent marketing sweep exam has made one thing crystal clear: compliance with the Marketing Rule (Rule 206(4)-1) is not a “set it and forget it” job. Just because content was compliant when it was published doesn’t mean it is evergreen. Compliance requirements change, and your content needs to stay current. As the SEC […]
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